SIE Exam

FINRA SIE Exam Prep

493 practice questions covering all four SIE sections, six timed mock exams, and a readiness dashboard that shows exactly where you stand.

Highlights

1. Full SIE coverage across four sections

  • Knowledge of Capital Markets (16%) — market structure, economics, regulatory entities.
  • Products and Risks (44%) — equities, debt, options, packaged products, alternatives.
  • Trading and Customer Accounts (31%) — customer accounts, suitability, trading mechanics.
  • Regulatory Framework (9%) — federal and state securities regulations.

2. 493 practice questions with detailed explanations

  • Every question includes a full explanation of the correct answer.
  • 60% include exam tips pointing out common traps and test-day strategies.
  • Three difficulty levels — Easy, Medium, and Hard — to match your current skill.

3. Flexible practice modes

  • Quick Practice — 10, 20, or 30 questions for a fast session.
  • By Section — focus on a specific exam area.
  • By Difficulty — Easy for fundamentals, Hard for exam-ready challenge.
  • Mistakes & Bookmarks — review only what you got wrong or flagged.

4. Six full mock exams

  • 75 questions in 105 minutes — matches the real SIE exam format.
  • 70% passing threshold aligned with FINRA standards.
  • Section-weighted distribution mirrors the actual exam blueprint.

5. Daily question and streak tracking

  • A new question every day to keep study habits consistent.
  • Study streak counts consecutive days of practice.
  • Exam countdown shows days until your scheduled exam date.

6. Readiness dashboard and analytics

  • Exam readiness score combining coverage, accuracy, and mock results.
  • Section and difficulty breakdowns pinpoint weak areas.
  • Weak areas automatically identified for targeted review.

7. Study reminders

  • Configurable daily notifications to stay on track.
  • Choose your preferred time for a gentle study nudge.

8. SIE Exam Pro

  • Unlimited questions — remove the 5-question daily free limit.
  • All mock exams and full quiz history access.
  • One-time purchase — lifetime access, no subscriptions.

Who it is for

SIE exam candidates

  • Anyone preparing for the FINRA Securities Industry Essentials exam.
  • Entry-level finance professionals starting their licensing journey.

Practice-focused learners

  • Six mock exams plus section- and difficulty-targeted practice modes.
  • Mistakes and bookmarks queues to close knowledge gaps efficiently.

Busy professionals

  • Quick 10-question sessions fit into lunch breaks and commutes.
  • Daily reminders and streaks build consistent habits.

How candidates use SIE Exam

Section-by-section approach

Work through one section at a time, review mistakes, then move to the next. Check the dashboard to confirm each section reaches 70%+.

Difficulty progression

Start with Easy questions to build confidence, graduate to Medium for depth, then tackle Hard for exam-day readiness.

Weekend mock exams

Take a timed 75-question mock under exam conditions. Review the breakdown, focus on weak sections during the week.

Daily consistency

Answer the daily question, review a quick 10-question set, and check your streak. Small daily efforts compound into exam confidence.

About SIE Exam

SIE Exam is a focused FINRA SIE exam prep app that combines a comprehensive question bank with realistic mock exams. All four SIE sections are covered with 493 questions across 17 categories, each with detailed explanations and many with exam-specific tips. Six mock exams replicate the real exam's 75-question, 105-minute format with section-weighted distribution to build familiarity and pacing.

Practice modes let you drill by section, category, or difficulty, and dedicated mistake and bookmark queues help you efficiently close gaps. A daily question and streak tracking reinforce consistent study habits, while a readiness dashboard and analytics show exactly where you stand across sections and difficulty levels. Study reminders and an exam countdown keep your preparation on schedule.

Pass the SIE with confidence—with SIE Exam.

Disclaimer

SIE Exam is not affiliated with, endorsed by, or sponsored by FINRA (Financial Industry Regulatory Authority). All content is created for practice purposes. Scores in the app do not guarantee results on the actual exam.

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